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A Part of the Sky
By Ralph Kahn

Introduction
The Measurements
Overview of What We Can Learn From the Solo Spirit Measurements
Activities Plan
References


1. Introduction

We live at the bottom of an ocean of air. It is a huge volume -- a 3-dimensional space. But people rarely float in this ocean. Looking up from below, it is hard to imagine what the atmosphere is like, even a small distance away from the surface. All we can see is blue sky and perhaps some clouds, which produce rain or snow if conditions are right. What is it like among the clouds?

We get few clues from everyday life. Even aboard airplanes, we fly in climate-controlled luxury; we are sheltered from the wind, and the cabin pressure, temperature, and humidity are carefully adjusted for our comfort. Opening the window for a breath of "fresh air" is out of the question.

But balloons float in the atmosphere. They move with the air, becoming part of the sky. As it attempts to circumnavigate the globe, the Solo Spirit balloon will tell us about its surroundings. It carries instruments to measure conditions aloft, and to report them back to Earth. This gives us the chance to participate in an experiment -- to explore the atmosphere high above the surface -- as we follow the flight of Solo Spirit.

2. The Measurements

For any experiment, it is important to be very clear about what we actually measure. Here is a list of the names and symbols of quantities we measure aboard Solo Spirit:

h

height, or altitude, of the balloon

L

horizontal location (latitude and longitude)

p

pressure

T

temperature

q

relative humidity

V

balloon speed and direction relative to the ground

These measurements are made by the instruments in a package attached to the side of the Solo Spirit gondola .

A real measurement is never that simple. For example, we need to ask which "temperature" are we measuring. Is it the temperature of the air in a cubic meter volume around the thermometer? Perhaps it is the average for air in a 10 meter volume. Maybe the balloon stirs up air from other places, or heats the thermometer or the air around it directly? How long does it take for the thermometer to 'forget' a colder or warmer temperature it may have measured earlier? And even if we find the answers to all these questions, how accurate is the thermometer itself?

We can ask such questions about each of the quantities we measure. When we do experiments, much of our time is spent asking and trying to answer the overall question: "What are we actually measuring?"

There is another question, however, which saves us from spending our whole lives on one measurement, and that is: "How well do we need to understand the measurement in order to find out what we are interested in learning?"

In the case of Solo Spirit, we just want to learn something about what it's like high in the atmosphere, as compared to our familiar place on the surface. Once we look at the real data, and discover something that seems interesting, we may want to ask the overall question: "What have we actually measured?" We could make a list of all the factors that might affect the measurement. Then we could try to estimate the size of each factor, and decide how significant each one is to our conclusions.

Hint: The balloon is likely to affect T and q a great deal under some circumstances. Parts of the balloon may be much warmer than the surroundings; the cargo, the burner, and the pilot may each be significant sources of water vapor, and the radiometer might see part of the vehicle along with the atmosphere and surface below. 

3. Overview of what we can learn from the Solo Spirit measurements

Here is one way to organize how we look at the measurements, so each topic builds on what we did previously. This is just an outline. More detailed explanations are given below.

Topics:

  1. L (horizontal location) -- h (vertical location)

  2. p(z) (+ history of learning about the atmosphere using balloons) -- gas properties

  3. T(z), q(z) (+ "environmental conditions" at altitude)

  4. V(z) (How does the balloon's location change?) -- and the "Global" Picture of Weather (balloon data in context)

  5. Climate (seasonal and longer-term changes in weather)

[We use 'z' for 'height above the surface.' So p(z) represents pressure values over a range of heights. Such values can be presented in a line graph or a table.]

This is a lot of material to cover in a pre-college class. You may want to emphasize just a few of the points in 1 to 4 that relate to other material being covered in your class. 

4. Activities Plan for what we can learn from the Solo Spirit measurements

Topic 1. Location

How do we know where Solo Spirit is? -- Clues

Don't take for granted that the GPS (the satellite-based Global Positioning System) is right. Use whatever creative ideas you come up with to learn something about where the balloon is located. Compare the results, and try to explain any differences in your conclusions. Here are a few things to try:

Horizontal:

  1. Using: distance = rate x time, try to predict the balloon's location.  How does the "rate" change over time?

  2. GPS

  3. Other ideas -- radio stations received, triangulation on ground control points, storm locations, star locations, location of the terminator, warnings from hostile air forces.

Vertical:

  1. Sizes of surface features -- they appear smaller as you go higher -- try to think of ways to determine how much smaller things appear, depending on how far away they are. If you know some geometry, that could help.

  2. p(z) -- pressure changes systematically with height; see Topic 2.

Topic 2. Pressure

How does pressure, p, change with height, based on the observations?

Look at the data from Solo Spirit. If you can, plot pressure against vertical location. What patterns do you see? Is there a simple relationship that seems to hold true?

Generally, an equation called the Hydrostatic Relation describes how pressure changes with height in the atmosphere. It involves the force of gravity acting on gas and the way an ideal gas is compressed by the force of gas above it. Simply put, the pressure decreases very much (exponentially) with height. The reason: not only is there less atmosphere pushing down on you as you go up, but the air above you is also less dense because it is squeezed even less by the air above it. A discussion of the hydrostatic relation can be found in meteorology books, or in any good encyclopedia.

There are some subtleties, including the way temperature affects the density of the gas, and the effects of any vertical wind currents, which can become particularly important within storms.

Some activities:

  1. Discuss the compressibility property of gases, and the ideal gas law.

  2. Compare p(z) with a prediction based on the hydrostatic relation -- Are there features in the data related to measurement error in (p) or (z)? Any evidence for vertical winds? Other unexplained features?

  3. Study the history of learning about the atmosphere using balloons -- In 1784, barely a year after the first aeronauts showed how one could travel in the sky beneath a balloon, Dr. John Jeffries, with the help of his pilot, Jean-Pierre Blanchard, began exploring the upper air. He measured pressure, temperature, humidity, wind, electric and magnetic fields, and collected air samples for chemical analysis. Jeffries and Blanchard are sometimes credited with discovering that pressure decreases with altitude.

  4. Discuss how the process of boiling works, and why it takes longer to cook things in boiling water at high elevations.

  5. Included in the ideal gas law, and also in the hydrostatic relation, is the effect of T on p(z). There may be features in the p(z) data related to the change of temperature with elevation [T(z)] -- go to Topic 3.

Topic 3. Temperature

How does temperature, T, change with height, based on the Solo Spirit observations?

The basics of atmospheric heating: Most of the sun's energy that reaches the Earth passes through the atmosphere, and heats the ground. So the atmosphere is mainly heated from below. (There are some exceptions, such as the heating of the stratosphere by ultraviolet light that is absorbed by the ozone layer, and the heating of the thermosphere by extreme ultraviolet light. But Solo Spirit flies in the troposphere, which is below all that.)

The surface loses its heat in several ways: some heat is emitted as infrared radiant energy; some heat evaporates liquid water at the surface, which goes into the atmosphere as water vapor; some heat is conducted into air near the ground -- since hot air rises, this air may move upward, to be replaced by colder air -- a process called convection. When convection and radiation operate in the atmosphere, with the heat source at the ground, the resulting temperature decreases with height.

When convection dominates, the rate at which T(z) decreases is called the adiabatic lapse rate. In Earth's atmosphere, the adiabatic lapse rate is about 9.8 degrees C/kilometer (28.3 degrees F/mile). However, if there is water vapor in the air, as there often is, it may condense as the air rises and cools, releasing some heat. So moist air cools more slowly as you go up -- at a rate called the moist adiabatic lapse rate, which is about 6.5 degrees C/kilometer (18.8 degrees F/mile). A discussion of convection, adiabatic lapse rates, and atmospheric heating can be found in meteorology books, or in any good encyclopedia.

Some activities:

  1. Discuss what happens to sunlight that reaches the Earth.

  2. Discuss convection and the dry adiabatic lapse rate. Predict T(z).

  3. Compare the plot of T(z) from Solo Spirit with the prediction.

  4. As temperature decreases in the atmosphere, the amount of humidity in the air usually goes down very rapidly, since cold air cannot hold nearly as much water vapor as warm air. (An equation called the Clausius-Clapeyron relation, which can also be found in standard references, describes how much water vapor can be held by air as a function of temperature.) Using T(z), you might calculate the maximum amount of water vapor the air could hold at each elevation.

  5. What is the relationship between T(z) and q(z), as measured by Solo Spirit? How does it compare to the predicted maximum based on the Clausius-Clapeyron relation (Call this quantity qmax(z)).

  6. Discuss the "environment" at elevation, using your knowledge of p(z), T(z), and q(z). Is the lifestyle of people living high in the Andes or the Himalayas adapted to these conditions?

  7. Are there differences in the relationships between T(z), q(z), and qmax(z) in the Solo Spirit data that relate to the presence of clouds or storms? -- Even at the same elevation, conditions change from place to place in the Earth's atmosphere. The wind determines how quickly and in what direction the balloon visits new places. -- go to Topic 4.

Topic 4. Wind and the Global Picture of Weather

What can we say about the winds aloft, based on the changing location of Solo Spirit?

In the 1830's, aeronaut Charles Green noted that at 10,000 feet elevation, there seemed to be a strong, steady westerly (west to east) wind blowing across Europe. He planned his November 1836 flight aboard the Royal Vauxhall, which took him and two companions from London to Weilburg, Germany, based on his knowledge of this wind. The flight set the world distance record of 380 miles.

By 1842, John Wise, an American, had also discovered a strong westerly wind at about 12,000 feet. He relied on this wind for his July 1859 trip from Washington Square, St. Louis to Henderson, New York, an adventure that set the world distance record at 809 miles. By this time, Wise, Green, and others had speculated about the possibility of ballooning across the Atlantic -- from west to east, of course.

Not much was known about the inner workings of the atmosphere. It was impossible to get a synoptic view of the planet. There were no satellite images or soundings, and even communication among ground observers at different locations was difficult by today's standards. Balloons were at the cutting edge...

The modern picture of the atmosphere is based on a combination of computer programs called general circulation models (GCMs) and regular observations from satellites, unmanned weather balloons, airplanes, ships, and weather stations. These days, balloon adventures, including Solo Spirit's, make use of the best available data from all these sources. But there are still uncertainties.

The west-to-east winds in mid-latitudes are a part of the global circulation system, driven ultimately by the change in temperature from low and high latitudes, and mediated by the rotation of the Earth. From about 9 to 18 kilometers elevation, in the middle to upper part of the troposphere, cold polar air meets warmer mid-latitude air unimpeded by surface friction. The boundary, called the polar front, can be quite sharp, and winds can reach speeds of 75 meters per second (165 miles per hour) or more. The rate at which temperature changes with latitude is greatest in winter, leading to the strongest winds. But on weather maps, you can see that the jet stream changes intensity and moves around; it contains wiggles called Rossby waves that change its shape over a period of days, and it tends to steer the movements of storms. To get around the world in a few weeks, Solo Spirit must ride the jet stream.

A discussion of atmospheric circulation, the 'prevailing westerlys,' Rossby waves, the polar front, and jet streams can be found in meteorology books, or in any good encyclopedia.

Some activities:

  1. If you did not do this for the activities under "Topic 1: Location", plot the locations of Solo Spirit at different times during its flight, and calculate its speed.

  2. On weather maps, find the locations of the jet stream along the path of the Solo Spirit. How do the observed wind speed and direction compare with those at the appropriate times and places on the weather maps?

  3. The balloon data is a "worm" of information in the 3-dimensional space that is our atmosphere. Use the visualization tools, and your own ingenuity, to get as good a picture as possible of the location of Solo Spirit in the overall pattern of winds, temperatures, and storms.

  4. Discuss the factors that determine the overall wind pattern. Why does the jet stream flow from west to east? What determines its shape, and the way its shape changes from day to day? Why is December-January the flight window for Solo Spirit?

  5. Use the wind speed downstream of the balloon to predict its course. Develop a strategy for the remainder of Solo Spirit's journey, to get the balloon home as quickly and safely as possible. One tricky aspect of this activity is that the wind blows at different speeds, and in different directions, at different elevations. Aeronauts can change the elevation of their balloons, so they use the differences in winds to gain some control of their flight paths.

Ballooning Strategy -- There are two ways to get a balloon into the sky. One is to fill it with hot air, which is lighter than cold air; it therefore rises, carrying the balloon up. The other way is to fill the balloon with a gas that is inherently lighter than air, such as hydrogen, coal gas (mostly methane), or helium. Both methods were invented by Frenchmen, and were first demonstrated within weeks of each other, in Paris. The first hot air balloon to carry human passengers was built by the Montgolfier brothers, and was launched on November 21, 1873. Jacques Charles built the first hydrogen balloon used for transport, and flew it on December 1.

Each technique has advantages and drawbacks. Modern hot air balloons carry propane burners. The pilot can shoot a 10-foot flame into the balloon's interior to heat the gas and lift the vehicle higher. But this only works as long as there is fuel -- hot air balloons must carry with them all the fuel they need for an entire flight.

A hydrogen or helium balloon does not need to burn fuel to remain aloft. But balloons leak, and to stay up, or to move higher, the pilot of a lighter-than-air balloon must jettison "ballast" from the gondola. Sand is usually used as ballast, but if the balloon has used up its ballast and is also low on gas over terrain unsuitable for landing, food, clothing, furniture, or equipment must be thrown overboard.

During the day, with the sun shining on a lighter-than-air balloon, it may heat up and rise too much. The only way to lower the balloon is to "vent" gas. This can create problems at night, when the gas envelope cools, and the balloon may then settle too low. Cost is another consideration for such balloons -- helium is expensive, and hydrogen, though cheaper, is highly flammable.

For a flight around the world, a balloon must stay aloft for at least a few weeks, and must also be able to move up and down, to make use of winds blowing at different elevations. So Solo Spirit is a hybrid vehicle, a "de Roziere" balloon, named after the pilot of the Montgolfier's first aerostat. It contains an inner sack of helium, to provide buoyancy without the need to burn fuel. It also has an outer envelope of air that can be heated, so the pilot can maneuver up and down without using up helium or ballast. The challenge for the pilot is to position the balloon so it rides the best winds, while maneuvering as little as possible to conserve resources.

Topic 5. Climate

The 'Global Picture of Weather' changes with seasons, and from year-to-year. With what you learned in Part 4, you have a good start on understanding the longer-term changes in the atmosphere, which we usually refer to as "climate" changes.

References

Jackson, Donald Dale, The Aeronauts, Time-Life Books, The Epic of Flight series, Alexandria, VA, 1980.

The Encyclopedia Britannica, CD-ROM edition, 1997.

Special Issue on the Vega Balloon Mission, Science (Journal of the American Association for the Advancement of Science), Vol. 231, pp.1349, 1369, and 1407-1425, March 21, 1986.

Lorenz, Edward N., The Nature and Theory of the General Circulation of the Atmosphere, World Meteorological Organization, 1967.

* * *

Ralph Kahn is a research scientist at the Jet Propulsion Laboratory in Pasadena, California, who frequently writes on Earth and Space Science issues. His writing has appeared in The Los Angeles Times, The Denver Post, Sky and Telescope, and elsewhere.

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